ISACA LA is dedicating our October meeting to the 20th anniversary of Sarbanes Oxley Act of 2002 with a discussion of the history and evolution of SOX, as well as how it is interpreted today.
Members of the RSM International business and IT Audit teams will jointly present their methodology as it relates to their internal audit project coordination, planning, execution, and reporting.
Key learning objectives include:
1. The history of SOX, its evolution, and its relevance today
2. The comprehensive project plan needed to properly scope IT applications based on business risk
3. Collaboration needed during the execution/testing phase to validate whether ITGC and ITAC controls are in place and operating effectively
4. Concluding and aggregating deficiencies based on business risk
RSM International is a multinational network of accounting firms.
Carl Grifka, CISM, CISA, PMP
Process Risk & Controls
Mr. Grifka has over 15 years of Finance, IT, and SOX experience, focused primarily on manufacturing, technology, and life science companies.
Keith Brabec, CISA
Technology Risk Consulting
Mr. Brabec has over 11 years of experience, focused in the life science and technology industries, providing IT SOX readiness and implementation services.
Date: Tuesday, October 11, 2022
Time: 6:00 PM – 7:45 PM PDT
Location: Virtual Event
CPE: 2 CPE
ISACA reserves the right to alter or delete items from the program in the event of unforeseen circumstances. Material has been prepared for the professional development of ISACA members and others in the IT audit, control, security, and governance community. Neither the presenters nor ISACA can warrant that the use of material presented will be adequate to discharge the legal or professional liability of the members in the conduct of their practices. All materials used in the preparation and delivery of presentations on behalf of ISACA are original materials created by the speakers, or otherwise are materials which the speakers have all rights and authority to use and/or reproduce in connection with such presentation. All applicable copyrights, trade secrets, and other intellectual property rights in the materials are and remain with the speakers.
Please note: unauthorized recording, in any form, of presentations and workshops is prohibited
With respect for the health and safety of all attendees and their families, we have the following safety requirements and acknowledgments:
By attending the event, I declare that I will not be experiencing or exhibiting any COVID-19 related symptoms as outlined by the Center for Disease Control and Prevention (CDC) or Los Angeles County Department of Health, such as fever, dry cough, or shortness of breath.
I acknowledge and agree to follow all COVID-19 rules, regulations, mandates and safety protocols issued by the Los Angeles County Department of Health.
I agree, understand, and acknowledge, that an inherent risk of exposure to the disease COVID-19 (as defined by the World Health Organization and any strains, variants, or mutations thereof) and SARS-CoV-2 (the virus that can cause COVID-19) (collectively, “COVID-19”), and any other communicable or infectious disease, exists in any public place where people are present.
I also acknowledge that the risk of exposure to COVID-19 and any other communicable or infectious disease includes the risk that you will expose others that you later encounter, even if you are not experiencing or displaying any symptoms of illness. I acknowledge and agree to voluntarily assume any, and all risks in any way related to exposure to COVID-19 and any other communicable or infectious disease, including illness, injury, or death of myself or others, and including without limitation, all risks based on the sole, joint, active or passive negligence of the hosting organizations or any of its officers, employees, agents, and volunteers.
I acknowledge that my participation in the event is entirely voluntary. By participating in the event, I attest that I am knowledgeable about my individual risk of developing severe illness if I am infected with COVID-19 or other communicable or infectious disease; I have made an informed decision about participating based on my individual risk; and I have decided whether to consult with a health care provider based on my individual risk.